Addiction Exchange
News from the worlds of research and clinical practice
Volume 3, No. 15: Substance Abuse Disorders and Serious Mental Illness
Sept 17, 2001

Brought to you by FAX, email, and on the web by the Mid-Atlantic Addiction Technology Transfer Center

Funded by Center for Substance Abuse Treatment, SAMHSA

Welcome to Addiction Exchange, a forum for the exchange of clinical practice and research information among clinicians, scientists, educators, and administrators in the field of addiction. This is part one of a two-part research series regarding treatment of patients with substance abuse disorders and serious mental illness (SMI). Part two will feature a SAMHSA/CSAT-funded program in Virginia that is based on this research. The program is also based on the recommended treatment approach of Dr. Thomas Fox, Medical Director of the Division of Alcohol and Drug Prevention for New Hampshire, and Lindy Fox, Research Associate at the New Hampshire-Dartmouth Psychiatric Research Center.
Dr. and Mrs. Fox were the keynote speakers at the June 2001 statewide conference for the Virginia Association of Alcohol and Drug Programs (VADAP). They presented a review of the research regarding this patient population. Some of their key points follow:

  • Persons with severe mental illness are at increased risk for having co-morbid substance use disorders (Cuffel, B.J., 1996; Mueser, K.T. et. al., 1995).
  • Assessment of SMI patients and their substances must be based on an awareness of the reasons they typically engage in substance abuse: a desire to fit into a peer group; a method of coping with stress; euphoria; help with side effects of medications; lack of structured time; and lack of appropriate role models in the family regarding substance use. These patients also have a high sensitivity to low doses, so typical substance abuse assessment instruments may not identify their use as a problem. The Foxes stress that the key factor in assessing SMI patients for substance abuse is to evaluate consequences and patterns, such as frequent hospitalizations, violence, suicide attempts, and medication non-compliance (Lindquist, P. and Allebeck, P., 1989).
  • Traditional dual diagnosis treatment services have proven to be ineffective

    (Ridgely et. al., 1990). These programs typically provide either a sequential treatment approach (treat one disorder, then the other) or a parallel treatment approach (a mental health system and a substance abuse system each separately treating the patient).

  • An integrated treatment approach is more effective for this patient population

(Drake et. al., 1998).
An integrated treatment approach means that the same clinician or clinical team provides treatment for both mental illness and substance abuse at the same time. This approach includes assertive outreach, comprehensiveness, shared decision-making with the patient and family, long-term commitment, stage-based treatment, and pharmacotherapy. A major theoretical component of this approach is the belief that dually diagnosed patients are capable of participating in their own case management and are able to make progress with treatment goals. Another component is the active engagement of family members in the first phase (outreach) and their participation in treatment decisions. With regard to pharmacotherapy, Dr. Fox cautions against discontinuing medication for a patient with SMI based only upon the existence of substance abuse. In the integrated approach, there is close monitoring of the medication while the clinical team works with the patient to address the substance abuse problems. Eliminating the pharmacotherapy component of the treatment increases the probability that the patient will be re-hospitalized or leave treatment.

A central feature of the delivery of the treatment is the adaptation of Prochaska’s stages of change model (1984). Osher and Kofoed (1989) describe this as stages of treatment that coincide with their observations of the natural course of recovery for this patient population. They also have developed a rating scale to assist clinicians in evaluating patients with regard to these stages. The stages are (1) engagement, (2) persuasion, (3) active treatment, and (4) relapse prevention. The first goal of treatment (engagement stage) is the establishment of a working alliance between the patient and clinician or team. The goal of the persuasion stage is to develop the patient’s awareness of substance abuse as a problem and create motivation to change. The active treatment stage focuses on reducing the substance abuse, with a final goal of abstinence. The goal of the relapse prevention stage is to extend recovery into other areas of the patient’s life as well as to prevent relapse to substance abuse.
In our next issue, we will discuss how this model transfers into practice in a public-sector program.

Mueser, K.T., Drake, R.E., and Noordsy, D.L. (1998). Integrated Mental Health and Substance Abuse Treatment for Severe Psychiatric Disorders. Journal of Practical Psychiatry and Behavioral Health, 4(3), p. 129-139.

For further information about this project or to order publications of these references, go to http://www.dartmouth.edu/~psychrc/. This is the site for the New Hampshire-Dartmouth Psychiatric Research Center.

Mid-Atlantic Addiction Technology Transfer Center
Funded by Center for Substance Abuse Treatment of
Substance Abuse and Mental Health Services Administration
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http://www.mid-attc.org
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